SEC Form 4 · accession 0001209191-18-035873
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Laurencio
Officer — See Remarks
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | S | 700 | $5.95 | D | 31,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.
Remarks
The reporting person is the Chief Financial and Accounting Officer. Exhibit List Exhibit 24 - Limited Power of Attorney