SEC Form 4 · accession 0001209191-18-017505
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erwin Trautmann
Officer — See Remarks · Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | A | 6,352 | $0.00 | A | 90,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.64 | Mar 2, 2018 | A | 12,688 | A | — | Mar 2, 2028 | Common Stock | 12,688 | 12,688 | D |
Explanation of responses
- F125% shall vest each quarter for the next 12 months commencing on June 1, 2018.
Remarks
The reporting person is the Executive Vice President of Strategic Business Development.