SEC Form 4 · accession 0001209191-17-022424
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erwin Trautmann
Officer — See Remarks · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2017 | A | 3,521 | $0.00 | A | 141,016 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.01 | Mar 20, 2017 | A | 24,169 | A | — | Mar 20, 2027 | Common Stock | 24,169 | 24,169 | D |
Explanation of responses
- F150% shall vest on September 1, 2017 and 25% shall vest each quarter thereafter for the next 6 months commencing on December 1, 2017.
Remarks
The reporting person is the Executive Vice President of Strategic Business Development.