SEC Form 4 · accession 0001209191-17-022421
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Bibaud
Officer — CEO and President · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2017 | A | 41,598 | $0.00 | A | 58,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.01 | Mar 20, 2017 | A | 258,526 | A | — | Mar 20, 2027 | Common Stock | 258,526 | 258,526 | D |
Explanation of responses
- F112.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017.