SEC Form 4 · accession 0001250853-18-000156
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wei Peu ZEN
Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 20, 2018 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2018 | P | 100,000 | $10.00 | A | 100,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were purchased and are held by Smart Start Investment Limited, a Hong Kong corporation, of which the Reporting Person is a director and a 9.99% shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial ownership of such securities for the purposes of Section 16 or for any other purpose.