SEC Form 3 · accession 0001250853-16-000178
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
KPM Tech Co. Ltd.
10% Owner
Period of report
Sep 29, 2016
Accepted (ET)
Oct 12, 2016 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,777,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares shown do not include 666,667 shares of common stock owned of record by Hanil Vacuum Co., Ltd., an affiliate of the reporting person, as to which shares the reporting person disclaims beneficial ownership.