SEC Form 4 · accession 0001209191-18-016344
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Kuwahara
Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 5, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $11.40 | Feb 27, 2018 | A | 10,000 | A | — | Feb 27, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options vest in three equal (or as close to equal as possible) annual installments, with the first installment to vest on Feb 27, 2019.