SEC Form 4/A · accession 0001104659-16-125347
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Masaharu Osato
Director
Period of report
Jan 14, 2016
Accepted (ET)
Jun 3, 2016 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1,F2 | $4.70 | Jan 14, 2016 | A | 100,000 | A | — | Jan 13, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The Form 4, as originally filed, incorrectly reported the exercise price of the options. The Form 4, as amended by this Form 4/A, correctly reports such information.
- F2The options vest in three equal (or as close to equal as possible) annual installments, with the first installment to vest on January 14, 2017.