SEC Form 4 · accession 0001104659-16-120588
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Harvey Zwicker
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $5.00 | May 10, 2016 | A | 100,000 | A | — | May 9, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The options vest in three equal (or as close to equal as possible) annual installments, with the first installment to vest on May 10, 2017.