SEC Form 4 · accession 0001104659-16-106964
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ian Harvey Zwicker
Director
Period of report
Jan 14, 2016
Accepted (ET)
Mar 22, 2016 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $4.50 | Jan 14, 2016 | A | 100,000 | A | — | Jan 13, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The options vest in three equal (or as close to equal as possible) annual installments, with the first installment to vest on January 14, 2017.