SEC Form 4 · accession 0001104659-16-106963
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lan T. Tran
Officer — Chief Administrative Officer
Period of report
Feb 10, 2015
Accepted (ET)
Mar 22, 2016 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 2,000 | $1.00 | A | 25,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $1.00 | Feb 10, 2015 | M | 2,000 | D | Feb 10, 2012 | Feb 10, 2015 | Common Stock | 2,000 | 0 | D |