SEC Form 3 · accession 0001104659-16-091797
EMMAUS LIFE SCIENCES, INC. · EMMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Masaharu Osato
Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 27, 2016 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,110 | D | ||
| Common StockF1 | holding | — | — | — | 32,788 | I | By Osato Medical Clinic |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Osato disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.