SEC Form 4 · accession 0001179110-16-028435
MATTRESS FIRM HOLDING CORP. · MFRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig McAndrews
Officer — Chief Merchandising Officer
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 8, 2016 | M | 6,000 | $19.00 | A | 22,557 | D | |
| Common Stock, par value $0.01 per share | Aug 8, 2016 | S | 6,000 | $63.70 | D | 19,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Option to Purchase Common StockF5,F3,F4,F2 | $19.00 | Aug 8, 2016 | M | 6,000 | A | Nov 17, 2012 | Nov 17, 2021 | Common Stock | 6,000 | 25,892 | D |
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, the shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- F2Relates to stock option award granted on November 17, 2011 where one-half of the stock options will vested in five equal installments beginning on November 17, 2012. The remaining stock options vested in four equal annual installments beginning on November 17, 2012, provided the issuer met or exceeded the applicable annual specified stock price increase targets.
- F3Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- F4Includes options to pursuant common stock of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.
- F5These shares were immediately sold, as is presented in Table I.