SEC Form 4 · accession 0001179110-16-022048
MATTRESS FIRM HOLDING CORP. · MFRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth E. Murphy III
Officer — President & CEO
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 9:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 21, 2016 | A | 18,301 | $0.00 | A | 114,804 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 21, 2016 | A | 11,712 | $0.00 | A | 126,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Option to Purchase Common StockF4,F3 | $42.69 | Mar 21, 2016 | A | 20,548 | A | — | Mar 21, 2026 | Common Stock | 20,548 | 88,184 | D |
Explanation of responses
- F1Represents shares of restricted common stock granted to the reporting person pursuant to the Mattress Firm Holding Corp. 2011 Omnibus Incentive Plan. Subject to the reporting person's continued employment with the issuer, the shares will vest in four equal annual installments beginning on March 21, 2017, provided the issuer has met or exceeded the applicable annual specified stock price increase targets.
- F2Represents shares of restricted common stock granted to the reporting person pursuant to the Mattress Firm Holding Corp. 2011 Omnibus Incentive Plan. Subject to the reporting person's continued employment with the issuer, the shares will vest in four equal annual installments beginning on March 21, 2017.
- F3This option to purchase common stock will become exercisable in four equal annual installments on each anniversary of the date of grant beginning on March 21, 2017. Subject to the reporting person's continued employment with the issuer, this option will become fully exercisable on March 21, 2020.
- F4Includes options to purchase common stock of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.