SEC Form 4/A · accession 0001179110-15-015991
MATTRESS FIRM HOLDING CORP. · MFRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig McAndrews
Officer — Chief Merchandising Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 8, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 1, 2015 | M | 2,000 | $19.00 | A | 18,192 | D | |
| Common Stock, par value $0.01 per shareF2 | Dec 1, 2015 | S | 2,000 | $55.00 | D | 16,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Option to Purchase Common StockF4,F5,F6,F3 | $19.00 | Dec 1, 2015 | M | 2,000 | D | Nov 17, 2012 | Nov 17, 2021 | Common Stock | 2,000 | 34,392 | D |
Explanation of responses
- F1The shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- F2The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Relates to stock option award granted on November 17, 2011 where one-half of the stock options will vest in five equal annual installments beginning on November 17, 2012. The remaining stock options will vest in four equal annual installments beginning on November 17, 2012, provided the issuer has met or exceeded the applicable annual specified stock price increase targets.
- F4Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- F5Includes options to purchase common stock of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.
- F6Reflects reduction in reporting person's holdings by 4,409 options which failed to vest on November 17, 2015 due to issuer's stock not meeting an applicable price target.