SEC Form 4 · accession 0001179110-15-006234
MATTRESS FIRM HOLDING CORP. · MFRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kindel Elam
Officer — General Counsel
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 10, 2015 | M | 3,000 | $29.26 | A | 27,005 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 894 | $67.85 | D | 26,111 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $67.855 | D | 26,011 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 1,100 | $67.86 | D | 24,911 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $67.865 | D | 24,811 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 285 | $67.87 | D | 24,526 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $67.88 | D | 24,426 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 300 | $67.99 | D | 24,126 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $68.00 | D | 24,026 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 300 | $68.01 | D | 23,726 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $68.03 | D | 23,626 | D | |
| Common Stock, par value $0.01 per share | Apr 10, 2015 | S | 100 | $68.05 | D | 23,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Option to Purchase Common StockF6,F5,F3,F4 | $29.26 | Apr 10, 2015 | M | 3,000 | D | Aug 13, 2013 | Aug 13, 2022 | Common Stock | 3,000 | 33,146 | D |
Explanation of responses
- F1The shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- F2The shares that were issued upon the exercise of options by the reporting person were immediately sold, as is presented in Table I.
- F3One-half of the options will become exercisable in five equal annual installments beginning on August 13, 2013. The remaining stock options will become exercisable in four equal annual installments beginning on August 13, 2013, provided the issuer has met or exceeded the applicable annual specified stock price increase targets. Assuming all of the targets are met, and subject to the reporting person's continued employment with the issuer, the options will become fully exercisable on August 13, 2017.
- F4This number represents the partial exercise of options issued to the reporting person on August 13, 2012 to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp.
- F5Includes options to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.
- F6Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.