SEC Form 4 · accession 0001209191-18-059236
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sachin Gupta
Officer — See Remarks · Director · 10% Owner
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 15, 2018 | S | 807 | $37.7674 | D | 4,091,453 | D | |
| Class A Common StockF4 | holding | — | — | — | 307,357 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to pay withholding taxes due in connection with the vesting of certain restricted stock units on November 15, 2018, as required by the terms of the 2016 Equity Incentive Plan and related agreements.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $37.77. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Includes 127,000 RSUs that represent contingent rights to receive 127,000 shares of the Issuer's Class A Common Stock upon settlement and 3,964,453 shares of Class A Common Stock.
- F4These shares are held of record by FutureZ Irrevocable Trust 16.
Remarks
President and Chief Executive Officer