SEC Form 4 · accession 0001209191-18-058532
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Klein
Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 12, 2018 | M | 8,000 | $9.01 | A | 21,337 | D | |
| Class A Common StockF3,F1 | Nov 12, 2018 | S | 8,000 | $37.7353 | D | 13,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $9.01 | Nov 12, 2018 | M | 8,000 | D | — | Nov 7, 2023 | Class A Common Stock | 8,000 | 56,127 | D |
Explanation of responses
- F1Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.71 to $37.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4The option became fully vested and exercisable on November 8, 2017.