SEC Form 4 · accession 0001209191-18-048853
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sachin Gupta
Officer — See Remarks · Director · 10% Owner
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Aug 27, 2018 | S | 12,500 | $37.9585 | D | 4,129,760 | D | |
| Class A Common StockF4,F5 | Aug 28, 2018 | S | 12,500 | $37.449 | D | 4,117,260 | D | |
| Class A Common StockF7 | Aug 28, 2018 | G | 307,357 | $0.00 | D | 0 | I | See footnote |
| Class A Common StockF8 | Aug 28, 2018 | G | 307,357 | $0.00 | A | 307,357 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.60 to $38.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,999,460 shares of Class A Common Stock.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.20 to $38.085. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,986,960 shares of Class A Common Stock.
- F6Represents a transfer for no consideration from PG GRAT of 2016 to the FutureZ Irrevocable Trust 16, as to which Mr. Gupta and his spouse disclaim beneficial ownership. Neither Mr. Gupta nor his spouse is a beneficiary of the FutureZ Irrevocable Trust 16. Mr. Gupta is the sole trustee of the FutureZ Irrevocable Trust 16 and exercises voting and investment control over the shares held of record by the FutureZ Irrevocable Trust 16.
- F7These shares are held of record by PG GRAT of 2016.
- F8These shares are held of record by FutureZ Irrevocable Trust 16.
Remarks
President and Chief Executive Officer