SEC Form 4 · accession 0001209191-18-047531
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Shintaffer
Officer — Chief Financial Officer
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Aug 15, 2018 | S | 2,687 | $35.3572 | D | 681,597 | D | |
| Class A Common StockF4 | Aug 15, 2018 | S | 200 | $36.10 | D | 681,397 | D | |
| Class A Common StockF5 | holding | — | — | — | 34,142 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018, and included sales required for tax withholding obligations.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.88. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Includes 71,263 RSUs that represent contingent rights to receive 71,263 shares of the Issuer's Class A Common Stock upon settlement and 610,334 shares of Class A Common Stock.
- F4Includes 71,263 RSUs that represent contingent rights to receive 71,263 shares of the Issuer's Class A Common Stock upon settlement and 610,134 shares of Class A Common Stock.
- F5These shares are held by the Reporting Person's spouse.