SEC Form 4 · accession 0001209191-18-047530
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sachin Gupta
Officer — See Remarks · Director · 10% Owner
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Aug 15, 2018 | S | 12,300 | $35.2572 | D | 4,179,960 | D | |
| Class A Common StockF4,F5 | Aug 15, 2018 | S | 200 | $36.145 | D | 4,179,760 | D | |
| Class A Common StockF7,F8 | Aug 16, 2018 | S | 12,500 | $35.0694 | D | 4,167,260 | D | |
| Class A Common StockF9,F10 | holding | — | — | — | 307,357 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018, and included sales required for tax withholding obligations.
- F10These shares are held of record by PG GRAT of 2016.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.66. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Includes (i) 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement, (ii) 155,231 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 15, 2018 and are now beneficially owned directly, and (iii) 3,894,429 shares of Class A Common Stock.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 4,049,460 shares of Class A Common Stock.
- F6The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- F7The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.415. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F8Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 4,036,960 shares of Class A Common Stock.
- F9Excludes 155,231 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 15, 2018 and are now beneficially owned directly.
Remarks
President and Chief Executive Officer