SEC Form 4 · accession 0001209191-18-046292
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Shintaffer
Officer — Chief Financial Officer
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Aug 8, 2018 | S | 30,000 | $36.9191 | D | 744,284 | D | |
| Class A Common StockF4,F5 | Aug 9, 2018 | S | 8,300 | $35.4432 | D | 735,984 | D | |
| Class A Common StockF6,F7 | Aug 9, 2018 | S | 21,700 | $36.3473 | D | 714,284 | D | |
| Class A Common StockF8 | holding | — | — | — | 34,142 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.68 to $37.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Includes 74,150 RSUs that represent contingent rights to receive 74,150 shares of the Issuer's Class A Common Stock upon settlement and 670,134 shares of Class A Common Stock.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.89 to $35.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Includes 74,150 RSUs that represent contingent rights to receive 74,150 shares of the Issuer's Class A Common Stock upon settlement and 661,834 shares of Class A Common Stock.
- F6The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.02 to $36.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F7Includes 74,150 RSUs that represent contingent rights to receive 74,150 shares of the Issuer's Class A Common Stock upon settlement and 640,134 shares of Class A Common Stock.
- F8These shares are held by the Reporting Person's spouse.