SEC Form 4 · accession 0001209191-18-034488
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Morrow
Officer — See Remarks
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 29, 2018 | M | 729 | $14.31 | A | 52,641 | D | |
| Class A Common StockF3 | May 29, 2018 | S | 729 | $31.69 | D | 51,912 | D | |
| Class A Common StockF4 | May 31, 2018 | S | 5,899 | $31.99 | D | 46,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $14.31 | May 29, 2018 | M | 729 | D | — | Nov 5, 2025 | Class A Common Stock | 729 | 37,918 | D |
Explanation of responses
- F1Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 6,628 shares of Class A Common Stock.
- F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.
- F3Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 5,899 shares of Class A Common Stock.
- F4Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement.
- F51/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
Remarks
Executive Vice President, Corporate Development, General Counsel and Secretary