SEC Form 4 · accession 0001209191-18-033105
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sachin Gupta
Officer — See Remarks · Director · 10% Owner
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | May 22, 2018 | S | 11,600 | $31.417 | D | 4,127,429 | D | |
| Class A Common StockF4,F5 | May 23, 2018 | S | 11,600 | $31.4555 | D | 4,115,829 | D | |
| Class A Common StockF6 | holding | — | — | — | 462,588 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.26 to $31.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
- F3Includes 133,600 RSUs that represent contingent rights to receive 133,600 shares of the Issuer's Class A Common Stock upon settlement and 3,993,829 shares of Class A Common Stock.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.295 to $31.63.
- F5Includes 133,600 RSUs that represent contingent rights to receive 133,600 shares of the Issuer's Class A Common Stock upon settlement and 3,982,229 shares of Class A Common Stock.
- F6These shares are held of record by PG GRAT of 2016.
Remarks
President and Chief Executive Officer