SEC Form 4 · accession 0001209191-18-033104
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Morrow
Officer — See Remarks
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 22, 2018 | M | 2,083 | $12.64 | A | 53,995 | D | |
| Class A Common StockF3 | May 22, 2018 | S | 2,083 | $31.48 | D | 51,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $12.64 | May 22, 2018 | M | 2,083 | D | — | May 12, 2027 | Class A Common Stock | 2,083 | 8,334 | D |
Explanation of responses
- F1Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 7,982 shares of Class A Common Stock.
- F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.
- F3Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 5,899 shares of Class A Common Stock.
- F41/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
Remarks
Executive Vice President, Corporate Development, General Counsel and Secretary