SEC Form 4 · accession 0001209191-18-019972

Apptio Inc · APTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lawrence Blasko

Officer — Chief Revenue Officer

Period of report

Mar 13, 2018

Accepted (ET)

Mar 15, 2018 · 7:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001419625

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F2	Mar 13, 2018	C	5,500	$0.00	A	65,481	D
Class A Common Stock^F4,F5	Mar 13, 2018	S	5,500	$30.0447	D	59,981	D
Class A Common Stock^F6	Mar 14, 2018	C	32,399	$0.00	A	92,380	D
Class A Common Stock^F7,F5	Mar 14, 2018	S	32,399	$29.9932	D	59,981	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F8	$0.72	Mar 13, 2018	M	5,500	D	—	Sep 16, 2019	Class B Common Stock	5,500	119,399	D
Class B Common Stock^F9	—	Mar 13, 2018	M	5,500	A	—	—	Class A Common Stock	5,500	5,500	D
Class B Common Stock^F9	—	Mar 13, 2018	C	5,500	D	—	—	Class A Common Stock	5,500	0	D
Stock Option (right to buy)^F8	$0.72	Mar 14, 2018	M	32,399	D	—	Sep 16, 2019	Class B Common Stock	32,399	87,000	D
Class B Common Stock^F9	—	Mar 14, 2018	M	32,399	A	—	—	Class A Common Stock	32,399	32,399	D
Class B Common Stock^F9	—	Mar 14, 2018	C	32,399	D	—	—	Class A Common Stock	800	0	D

Explanation of responses

F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
F2Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 6,081 shares of Class A Common Stock.
F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2017.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4.
F5Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 581 shares of Class A Common Stock.
F6Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 32,980 shares of Class A Common Stock.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.10.
F8The option became fully vested and exercisable on September 14, 2013.
F9Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.