SEC Form 4 · accession 0001209191-18-018969
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Blasko
Officer — Chief Revenue Officer
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 8, 2018 | C | 300 | $0.00 | A | 60,281 | D | |
| Class A Common StockF4 | Mar 8, 2018 | S | 300 | $29.95 | D | 59,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $0.72 | Mar 8, 2018 | M | 300 | D | — | Sep 16, 2019 | Class B Common Stock | 300 | 124,899 | D |
| Class B Common StockF6 | — | Mar 8, 2018 | M | 300 | A | — | — | Class A Common Stock | 300 | 300 | D |
| Class B Common StockF6 | — | Mar 8, 2018 | C | 300 | D | — | — | Class A Common Stock | 300 | 0 | D |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- F2Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 881 shares of Class A Common Stock.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2017.
- F4Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 581 shares of Class A Common Stock.
- F5The option became fully vested and exercisable on September 14, 2013.
- F6Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.