SEC Form 4 · accession 0001209191-18-013142
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Morrow
Officer — See Remarks
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Feb 22, 2018 | C | 2,083 | $0.00 | A | 33,433 | D | |
| Class A Common StockF4 | Feb 22, 2018 | S | 2,083 | $26.78 | D | 31,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $12.64 | Feb 22, 2018 | M | 2,083 | D | — | Sep 29, 2024 | Class B Common Stock | 2,083 | 14,584 | D |
| Class B Common StockF6 | $0.00 | Feb 22, 2018 | M | 2,083 | A | — | — | Class A Common Stock | 2,083 | 2,083 | D |
| Class B Common StockF6 | $0.00 | Feb 22, 2018 | C | 2,083 | D | — | — | Class A Common Stock | 2,083 | 0 | D |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- F2Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 2,083 shares of Class A Common Stock.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Jun 5, 2017.
- F4Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement.
- F51/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
- F6Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
Remarks
Executive Vice President, Corporate Development, General Counsel and Secretary