SEC Form 4 · accession 0000899243-18-012810
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Bogan
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 10, 2018 | C | 245,618 | $0.00 | A | 254,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | $0.00 | May 10, 2018 | C | 245,618 | D | — | — | Class A Common Stock | 245,618 | 0 | D |
| Stock Option (right to buy)F4 | $14.31 | May 10, 2018 | J | 30,000 | D | — | Nov 5, 2025 | Class B Common Stock | 30,000 | 0 | D |
| Stock Option (right to buy)F4 | $14.31 | May 10, 2018 | J | 30,000 | A | — | Nov 5, 2025 | Class A Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 8,685 RSUs that represent contingent rights to receive 8,685 shares of the Issuer's Class A Common Stock upon settlement.
- F2The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation.
- F3In connection with the conversion described in footnote (2), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
- F41/3rd of the shares subject to the option vested on September 29, 2017 and 1/36th of the shares subject to the option vest monthly thereafter for 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the Issuer's right of repurchase.