SEC Form 3 · accession 0001144204-17-047436
AFH Acquisition IX, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hesam Kiani
Officer — President and Secretary · Director · 10% Owner
Period of report
Aug 30, 2017
Accepted (ET)
Sep 11, 2017 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 5,000,000 | I | By Enrochem Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock are held by Enrochem Limited. Mr. Kiani is the sole shareholder of Enrochem Limited and has sole voting and investment control over the shares of Common Stock owned of record by Enrochem Limited. Accordingly, he may be deemed to be the beneficial owner of the 5,000,000 shares of Common Stock owned by Enrochem Limited.