SEC Form 4 · accession 0001615774-17-007141
Bone Biologics Corp · BBLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 7, 2017
Accepted (ET)
Dec 5, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 7, 2017 | J | 1,826,779 | $0.00 | D | 1,941,579 | I | By AFH Holding & Advisory LLC |
| Common StockF2,F3 | Sep 7, 2017 | J | 1,826,779 | $0.00 | A | 1,826,779 | I | By H&H Funding, LLC |
| Common StockF2,F3 | Sep 7, 2017 | J | 200,000 | $0.00 | A | 2,026,779 | I | By H&H Funding, LLC |
| Common StockF3 | Nov 29, 2017 | J | 915,614 | $0.00 | A | 2,942,393 | I | By H&H Funding, LLC |
| Common StockF5 | holding | — | — | — | 600,000 | I | By children | |
| Common StockF5 | holding | — | — | — | 300,000 | I | By KIG LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H").
- F2Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding.
- F3AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.
- F4The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H.
- F5The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.