SEC Form 4 · accession 0001628280-19-000081
Capital Bancorp Inc · CBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Barry
Officer — Chief Executive Officer · Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2019 | M | 16,000 | — | A | 37,005 | D | |
| Common Stock | Jan 1, 2019 | F | 5,395 | $11.41 | D | 31,610 | D | |
| Common StockF1 | holding | — | — | — | 220,004 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 1, 2019 | M | 16,000 | D | Jan 1, 2019 | — | Common Stock | 16,000 | 0 | D |
| Stock OptionsF4 | $11.41 | Jan 1, 2019 | A | 20,000 | A | Jan 1, 2020 | Jan 1, 2024 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionsF4 | $6.63 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2019 | Common Stock | 15,096 | 15,096 | D |
| Stock OptionsF4 | $7.50 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionsF4 | $8.50 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionsF4 | $12.38 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2022 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The Reporting Person's 220,004 shares are held jointly with spouse.
- F2The Restricted Stock Units convert into common stock on a one-for-one basis.
- F3The Restricted Stock Units will vest on 1/1/19.
- F4The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.