SEC Form 4 · accession 0001209191-16-094829
Hatteras Financial Corp · HTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Douglas Miller
Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2016 | A | 5,574 | — | A | 22,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan and will vest in five equal annual installments beginning on January 29, 2017, provided the reporting person remains a director of the Issuer on the vesting date.