SEC Form 4 · accession 0001209191-15-071235
Hatteras Financial Corp · HTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick J Boos II
Officer — Chief Investment Officer
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | A | 31,446 | — | A | 167,448 | D | |
| Common StockF2 | holding | — | — | — | 1,135 | I | By Atlantic Capital Advisors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were granted to the reporting person pursuant to the Issuer's 2015 Equity Incentive Plan and will vest in five equal annual installments beginning on September 15, 2016, provided the reporting person remains a director or an executive officer of the Issuer on the vesting date.
- F2The reporting person is a member of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.