SEC Form 4 · accession 0001209191-15-069039
Hatteras Financial Corp · HTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Lau
Officer — President of Wind River
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2015 | A | 39,033 | — | A | 39,033 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Interest Purchase Agreement, dated as of June 19, 2015, and the reporting person's inducement restricted stock agreement, the securities were granted to the reporting person by the Issuer's board of directors and will vest in five equal annual installments beginning on August 31, 2016, provided the reporting person remains an employee of the Issuer on the vesting date.