SEC Form 4 · accession 0001179110-16-030155
ATLANTIC POWER CORP · AT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Foster Duncan
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419242
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred share unitsF1 | — | Sep 30, 2016 | A | 9,630 | A | — | — | Common shares | 9,630 | 99,325 | D |
Explanation of responses
- F1Deferred share units are granted under the Company's Deferred Share Unit Plan, which provides for the payment of all accrued deferred share units to the reporting person following his or her termination as a director. Each deferred share unit is equal to the economic equivalent of one common share.