SEC Form 4 · accession 0001209191-19-016486
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mondelez International, Inc.
Director · 10% Owner
Period of report
Mar 4, 2019
Accepted (ET)
Mar 5, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2019 | A | 12,286 | $0.00 | A | 25,548 | I | See Footnote |
| Common Stock | holding | — | — | — | 191,631,181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dirk Van de Put and Gerhard Pleuhs (the "Directors") are officers of Mondelez International, Inc. ("Mondelez International") and serve on the Board of Directors of Keurig Dr Pepper Inc. ("KDP"). On March 4, 2019, KDP granted to the Directors, in their capacities as directors of KDP, an aggregate of 12,286 restricted stock units. The Directors have agreed that they will not receive any separate compensation for serving as directors of KDP and will transfer to Mondelez International any director compensation they receive from KDP, including any awards made pursuant to grants of restricted stock units.
- F2Restricted stock units granted under KDP's Omnibus Stock Incentive Plan of 2009, as amended. Each restricted stock unit represents a contingent right to receive one share of KDP Common Stock. The restricted stock unit grant for each Director vests in one installment on March 4, 2024 and will be settled in shares of KDP Common Stock on the vesting date.