SEC Form 4 · accession 0001209191-18-051244
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mondelez International, Inc.
Director · 10% Owner
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 13, 2018 | A | 13,262 | $0.00 | A | 13,262 | I | See Footnote (1) |
| Common Stock | holding | — | — | — | 191,631,181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dirk Van de Put and Gerhard Pleuhs (the "Director Nominees") are officers of Mondelez International, Inc. ("Mondelez International") and serve on the Board of Directors of Keurig Dr Pepper Inc. ("KDP"). On September 13, 2018, KDP granted to the Director Nominees, in their capacities as directors of KDP, an aggregate of 13,262 restricted stock units. The Director Nominees have agreed that they will not receive any separate compensation for serving as directors of KDP and will transfer to Mondelez International any director compensation they receive from KDP, including any awards made pursuant to grants of restricted stock units.
- F2Restricted stock units granted under KDP's Omnibus Stock Incentive Plan of 2009, as amended. Each restricted stock unit represents a contingent right to receive one share of KDP Common Stock. The restricted stock unit grant for each Director Nominee vests in one installment on September 13, 2023 and will be settled in shares of KDP Common Stock on the vesting date.