SEC Form 4/A · accession 0001209191-17-031701
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Angela A. Stephens
Officer — Sr. Vice President, Controller
Period of report
Mar 2, 2017
Accepted (ET)
May 12, 2017 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Mar 2, 2017 | A | 1,183 | A | — | — | Common Stock | 1,183 | 1,183 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- F2On March 6, 2017 the reporting person filed a Form 4 reporting the acquisition of 887 restricted stock units granted on March 2, 2107 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. The total number of shares acquired was reported as 887 and should have been reported as 1,183.
- F3These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on March 4, 2018, March 4, 2019 and March 4, 2020.