SEC Form 4 · accession 0001209191-17-014121
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodger L. Collins
Officer — Executive Vice President
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 39,017 | $43.82 | A | 120,412 | D | |
| Common StockF2 | Feb 22, 2017 | S | 39,017 | $94.4883 | D | 81,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $43.82 | Feb 22, 2017 | M | 39,017 | D | — | Mar 4, 2024 | Common Stock | 39,017 | 0 | D |
Explanation of responses
- F1This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
- F2The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.22-$94.77. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.