SEC Form 4 · accession 0001209191-16-153925
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Hancock
Officer — Executive Vice President
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 8,482 | $37.80 | A | 15,531 | D | |
| Common StockF2 | Dec 6, 2016 | S | 8,482 | $87.0779 | D | 7,049 | D | |
| Common StockF3 | Dec 6, 2016 | S | 3,337 | $87.0005 | D | 3,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $37.80 | Dec 6, 2016 | M | 8,482 | D | — | Mar 2, 2022 | Common Stock | 8,482 | 0 | D |
Explanation of responses
- F1This option was granted on 3/2/2012 and is fully vested.
- F2The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.33. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.10. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.