SEC Form 4 · accession 0001209191-16-134359

Keurig Dr Pepper Inc. · KDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & CFO

Period of report

Jul 28, 2016

Accepted (ET)

Jul 29, 2016 · 8:07 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001418135

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 28, 2016	M	5,462	$43.82	A	5,462	D
Common Stock	Jul 28, 2016	M	10,000	$51.68	A	15,462	D
Common Stock^F3,F4	Jul 28, 2016	S	15,462	$96.6288	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$43.82	Jul 28, 2016	M	5,462	D	—	Mar 4, 2023	Common Stock	5,462	0	D
Employee Stock Option (Right to Buy)^F2	$51.68	Jul 28, 2016	M	10,000	D	—	Mar 3, 2024	Common Stock	10,000	39,224	D

F1This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 4, 2014.
F2This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 3, 2015.
F3The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $96.27-$96.93. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F468,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.