SEC Form 4 · accession 0001209191-16-116323

Keurig Dr Pepper Inc. · KDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & CFO

Period of report

Apr 28, 2016

Accepted (ET)

Apr 29, 2016 · 9:09 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001418135

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 28, 2016	M	10,000	$43.82	A	16,058	D
Common Stock^F2	Apr 28, 2016	S	15,058	$90.7618	D	1,000	D
Common Stock^F4	Apr 28, 2016	J	1,000	$0.00	D	0	D
Common Stock^F4	Apr 28, 2016	J	1,000	$0.00	A	68,000	I	By Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$43.82	Apr 28, 2016	M	10,000	D	—	Mar 4, 2023	Common Stock	10,000	15,462	D

F1This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 4, 2014.
F2The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $90.60-$91.02. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The reporting person directed that the 1,000 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.
F468,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.