SEC Form 4/A · accession 0001209191-16-107207
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Thomas
Officer — Executive Vice President
Period of report
Mar 4, 2016
Accepted (ET)
Mar 9, 2016 · 7:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2016 | M | 5,009 | $43.82 | A | 55,729 | D | |
| Common StockF3,F2 | Mar 4, 2016 | S | 5,009 | $92.0322 | D | 50,720 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 4, 2014.
- F2On March 8, 2016 the reporting person filed a Form 4 reporting the acquisition of 5,009 shares upon exercise of an option granted under the Issuer's Omnibus Stock Incentive Plan of 2009. The total number of shares beneficially owned following the acquisition of 5,009 shares was reported as 50,729 and should have been reported as 55,729. These shares were subsequently sold and the last line of the Form 4 (which is also included on this Form 4) reflected the correct shares sold and the correct shares owned at the conclusion of the transactions as 50,720.
- F3The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $92.00-$92.08. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.