SEC Form 4 · accession 0001209191-16-105863
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L. Baldwin Jr.
Officer — Executive Vice President
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 7:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $91.98 | Mar 2, 2016 | A | 20,148 | A | — | Mar 2, 2026 | Common Stock | 20,148 | 20,148 | D |
| Restricted Stock UnitF2,F3 | $0.00 | Mar 2, 2016 | A | 3,261 | A | — | — | Common Stock | 3,261 | 3,261 | D |
Explanation of responses
- F1This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- F3Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.