SEC Form 4 · accession 0001209191-16-089493
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce M Roche
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 7:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jan 4, 2016 | M | 271 | A | — | — | Common Stock | 271 | 271 | D |
Explanation of responses
- F1Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan").
- F2Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.