SEC Form 4 · accession 0001209191-15-076759
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Hancock
Officer — Executive Vice President
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 9,074 | $36.42 | A | 12,786 | D | |
| Common StockF1 | Oct 23, 2015 | S | 9,074 | $89.8946 | D | 3,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $36.42 | Oct 23, 2015 | M | 9,074 | D | — | Mar 2, 2021 | Common Stock | 9,074 | 0 | D |
Explanation of responses
- F1The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $89.60-$90.36. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option was granted on 3/2/2011 and is fully vested.