SEC Form 4 · accession 0001209191-15-036259
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomas
Officer — Executive Vice President
Period of report
Apr 24, 2015
Accepted (ET)
Apr 27, 2015 · 7:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 5,000 | $51.68 | A | 53,398 | D | |
| Common Stock | Apr 7, 2015 | J | 293 | $0.00 | A | 53,691 | D | |
| Common StockF2 | Apr 24, 2015 | S | 4,603 | $78.8009 | A | 49,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $51.68 | Apr 24, 2015 | M | 52 | D | — | Mar 3, 2024 | Common Stock | 5,000 | 12,412 | D |
Explanation of responses
- F1These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person.
- F2The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $78.71-$78.96. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015.