SEC Form 4 · accession 0001209191-15-036258
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin M Ellen
Officer — Executive Vice President & CFO
Period of report
Apr 24, 2015
Accepted (ET)
Apr 27, 2015 · 7:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 26,881 | $35.48 | A | 26,881 | D | |
| Common Stock | Apr 24, 2015 | M | 10,728 | $36.42 | A | 37,609 | D | |
| Common StockF1,F2 | Apr 24, 2015 | S | 37,609 | $79.0148 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $35.48 | Apr 24, 2015 | M | 26,881 | D | — | Apr 2, 2020 | Common Stock | 26,881 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $36.42 | Apr 24, 2015 | M | 10,728 | D | — | Mar 2, 2021 | Common Stock | 10,728 | 0 | D |
Explanation of responses
- F1The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $78.78-$79.11. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F263,000 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest.
- F3This option was granted on April 1, 2010 pursuant to Issuer's Omnibus Stock Incentive Plan and is fully vested.
- F4This option was granted on March 2, 2011 pursuant to Issuer's Omnibus Stock Incentive Plan and is fully vested.