SEC Form 4 · accession 0001209191-15-023262
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomas
Officer — Executive Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 7:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 5,009 | $43.82 | A | 53,407 | D | |
| Common Stock | Mar 5, 2015 | M | 1,208 | $51.68 | A | 54,615 | D | |
| Common StockF1 | Mar 5, 2015 | S | 6,217 | $78.5404 | D | 48,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $43.82 | Mar 5, 2015 | M | 5,009 | D | — | Mar 4, 2023 | Common Stock | 5,009 | 5,009 | D |
| Employee Stock Option (Right to Buy)F3 | $51.68 | Mar 5, 2015 | M | 1,208 | D | — | Mar 3, 2024 | Common Stock | 1,208 | 17,412 | D |
Explanation of responses
- F1The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $78.53-$78.565. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 4, 2014.
- F3This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015.